Some articles appearing in the Indian media have raised questions about the country's first AIDS vaccine trial, conducted at the National AIDS Research Institute (NARI) in Pune and supported jointly by the International AIDS Vaccine Initiative (IAVI) and the Government of India through the Indian Council of Medical Research and the National AIDS Control Organisation. IAVI would like to clear up any misperceptions and misunderstandings that may have occurred about the process by which experimental vaccines are tested and the role India plays in the global efforts to develop an AIDS vaccine.

In February 2005, investigators at NARI, Pune began the Indian portion of a trial of an AIDS vaccine candidate called tgAAC09. These tests were part of a Phase I trial of tgAAC09 that was also being conducted in Belgium and Germany.

Like all Phase I trials, this one was designed to test primarily whether the vaccine candidate was safe and well-tolerated in humans. The vaccine candidate did indeed prove to be safe and well-tolerated.



Investigators in the Phase I trial of tgAAC09 also collected preliminary immunogenicity data, information about whether the immune systems of the trial volunteers responded to the vaccine, as indicated by certain markers in their blood. Immunogenicity (inducing an immune response) is an indication that the vaccine candidate might warrant eventual testing to see if it can protect against HIV infection or development of AIDS. The primary purpose of collecting immunogenicity data in a Phase I trial is not to determine whether the immune responses are strong enough; that is tested in a Phase II trial or trials by trying several doses or schedules for immunisation.



Rather, the purpose of collecting immunogenicity data in a Phase I trial is to help determine what the proper dose and schedule might be for further testing of the vaccine candidate. Because the Belgian and German portions of the Phase I trial of tgAAC09 began first, preliminary immunogenicity data from those arms of the trial became available soon after the start of the Indian portion of the trial. The preliminary data from the subset of volunteers in Europe who received just one dose of the vaccine suggested that the candidate was only

modestly immunogenic; three different dosage levels had been administered and even at the highest doses, few of  the volunteers in Europe registered an immune response. After the European data became known, to ensure transparency, all prospective trial volunteers in India were fully informed about the European data as part of the informed consent process. Volunteers who were already enrolled in the trial in India were given the new information and reminded of their option to withdraw from the trial at any time.



Some commentators have suggested that the modest size of the immune responses in the preliminary results from Europe was reason to discontinue the Indian arm of the trial. It has even been written that the Indian portion of the trial continued though it was known within weeks of its start that the vaccine candidate had "failed" in tests in Europe.

In fact, the candidate did not fail in tests in Europe. At that time, the candidate was in Phase I testing, for safety and tolerability, and the preliminary data from Europe showed it was performing well on those measures. It's true the preliminary data collected in Europe indicated the candidate was modestly immunogenic, but that information was collected not to determine whether tgAAC09 had 'passed' or 'failed' an immunogenicity test – that's for Phase II – but rather to help investigators determine how much of the candidate to administer in the next phase of testing.

The data gathered in the three-country Phase I trial of tgAAC09 did just that. When data from all arms of the trial were collected and analysed, researchers were

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